A WORLD OF KNOWLEDGE. A NEW HORIZON.info@smart-horizon.eu
Quality & Operational Excellence

Quality Auditing: Planning, Evidence and Reporting

This course provides professionals with essential skills in quality auditing, focusing on planning audits, gathering evidence, and reporting findings. Participants will learn to conduct effective audits, ensuring compliance and continuous improvement within their organisations, while enhancing their ability to identify and address quality issues.

5 days Classroom or live online English
Smart Horizon Certified - Global Leadership Consultants
Take the course details with you.

Download the full standard outline: why attend, methodology, objectives, audience, competencies, the daily outline and current plans.

Download course PDF
Why attend

From knowledge to real-world impact.

Quality auditing is critical for organisations aiming to maintain high standards and compliance with regulations. Professionals often face challenges in planning audits effectively, collecting relevant evidence, and reporting findings in a way that drives improvement.

This course addresses these challenges, equipping participants with practical skills to enhance their auditing processes. Participants will learn to develop audit plans that align with organisational goals, gather and analyse evidence systematically, and communicate findings clearly to stakeholders.

By mastering these skills, they will be better positioned to identify non-conformities and recommend actionable improvements that strengthen their organisation's quality management systems.

Hands-on exercises allow participants to simulate real-world auditing scenarios, practising essential tasks of planning, evidence collection, and reporting.

They will explore various evidence-gathering techniques, evaluate compliance with industry standards, and learn to document findings effectively.

This practical approach ensures that attendees can apply their learning directly to their roles, enhancing their capabilities in quality assurance and compliance. By the end of the course, participants will be equipped to conduct comprehensive audits, ensuring that their organisations not only meet regulatory requirements but also foster a culture of continuous improvement.

Workplace challenges

Professional Problems This Course Is Designed to Solve

The programme explores practical approaches to the following challenges. Results depend on how the learning is applied in your organisation.

  • Audits without a clear scope or risk-based plan.
  • Insufficient evidence to support reliable audit findings.
  • Reports that do not help process owners take corrective action.
Course methodology

How you will learn.

The course employs a blend of interactive workshops, case studies, and practical exercises to build participants' auditing capabilities. Each day includes scenario-based activities where participants will apply learned concepts to real-world situations, such as planning an audit or analysing evidence.

Outputs will include audit plans, evidence matrices, and comprehensive audit reports, demonstrating participants' understanding and application of quality auditing principles. Participants will also engage in peer reviews and group discussions to enhance their learning experience, ensuring they can critically evaluate their work and that of others, fostering a collaborative learning environment. This approach reinforces theoretical knowledge while building practical skills essential for effective auditing.

Course objectives

What you'll take away.

By the end of this course, participants will be able to:

  • Plan an effective quality audit, detailing scope, objectives, and resources required.
  • Collect and analyse evidence using appropriate techniques to support audit findings.
  • Evaluate compliance with relevant standards and regulations during the audit process.
  • Develop clear and concise audit reports that communicate findings and recommendations.
  • Identify areas for improvement based on audit results and propose actionable solutions.
  • Conduct follow-up activities to ensure corrective actions are implemented and effective.
Target audience

Who should attend.

This course is suitable for:

  • Quality Managers responsible for overseeing audit processes and compliance.
  • Internal Auditors tasked with evaluating organisational processes and controls.
  • Compliance Officers ensuring adherence to regulatory standards and guidelines.
  • Quality Assurance Professionals focused on continuous improvement initiatives.
Target competencies

Capabilities you will build.

Participants will develop competencies in:

  • Developing comprehensive audit plans tailored to specific objectives.
  • Utilising evidence collection techniques to support audit conclusions.
  • Analysing compliance with industry standards and regulations.
  • Communicating audit findings effectively through structured reporting.
  • Identifying non-conformities and recommending corrective actions.
  • Facilitating follow-up audits to verify implementation of improvements.
Course outline

Your learning journey.

A focused, practical outline with time to explore, apply and reflect.

Day 1Fundamentals of Quality Auditing

Applied activity: Participants will work in groups to develop a comprehensive audit plan for a fictional organisation, identifying objectives, scope, resources needed, potential risks, and timelines for completion. Each group will present their plan, receiving feedback from peers and instructors to refine their approach.

Output: A detailed audit plan outlining objectives, scope, resource allocation, and risk assessment.

  1. 09:00–09:54Introduction to quality auditing principles and standards, including ISO 9001.
  2. 09:54–10:48Understanding the audit process: phases, methodologies, and objectives.
  3. 10:48–11:00Roles and responsibilities of auditors and auditees in the audit process.
  4. 11:00–11:30Coffee break
  5. 11:30–12:12Roles and responsibilities of auditors and auditees in the audit process. (continued)
  6. 12:12–13:06Key concepts in quality management systems (QMS) and their relevance.
  7. 13:06–14:00Importance of audit planning and preparation for effective outcomes.

Day 2Evidence Collection Techniques

Applied activity: In pairs, participants will role-play as auditors and auditees, practising evidence collection techniques through structured interviews and direct observations in a simulated environment. They will gather relevant information and discuss the effectiveness of their methods in collecting evidence.

Output: A compiled evidence matrix summarising collected evidence, its relevance, and supporting documentation.

  1. 09:00–09:54Types of evidence: documentation, interviews, observations, and records.
  2. 09:54–10:48Techniques for effective evidence gathering during audits, including sampling methods.
  3. 10:48–11:00Using checklists and templates for systematic data collection.
  4. 11:00–11:30Coffee break
  5. 11:30–12:12Using checklists and templates for systematic data collection. (continued)
  6. 12:12–13:06Evaluating the reliability and validity of evidence collected during audits.
  7. 13:06–14:00Documenting evidence for audit trails and future reference.

Day 3Evaluating Compliance and Identifying Non-Conformities

Applied activity: Participants will analyse a case study of a fictional audit, identifying compliance issues and non-conformities based on provided evidence. They will discuss potential corrective actions and their implications for quality management, considering the broader impact on the organisation.

Output: A report detailing identified non-conformities, their implications, and suggested corrective actions.

  1. 09:00–09:54Understanding compliance requirements and relevant standards, such as ISO and industry regulations.
  2. 09:54–10:48Techniques for assessing compliance during audits, including gap analysis.
  3. 10:48–11:00Identifying and documenting non-conformities with clear definitions and examples.
  4. 11:00–11:30Coffee break
  5. 11:30–12:12Identifying and documenting non-conformities with clear definitions and examples. (continued)
  6. 12:12–13:06Root cause analysis methods for non-conformities and corrective actions.
  7. 13:06–14:00Prioritising issues based on risk assessment and impact on quality.

Day 4Effective Audit Reporting

Applied activity: Participants will draft an audit report based on the previous day's findings, focusing on clarity, actionable recommendations, and stakeholder communication strategies. They will present their reports to the group for feedback, refining their communication skills.

Output: A completed audit report ready for presentation to stakeholders, including a summary of findings and recommendations.

  1. 09:00–09:54Structuring audit reports for clarity, impact, and stakeholder engagement.
  2. 09:54–10:48Best practices for writing audit findings and actionable recommendations.
  3. 10:48–11:00Communicating audit results to stakeholders, including management and teams.
  4. 11:00–11:30Coffee break
  5. 11:30–12:12Communicating audit results to stakeholders, including management and teams. (continued)
  6. 12:12–13:06Utilising visual aids and data presentation techniques to enhance report clarity.
  7. 13:06–14:00Ensuring follow-up on audit recommendations and tracking improvements.

Day 5Integrated Audit Application

Applied activity: Teams will conduct a simulated audit of a fictional organisation, planning, executing, and reporting their findings in a comprehensive manner. They will address any identified issues and propose improvements based on their analysis, ensuring a thorough understanding of the audit process.

Output: A presentation of the audit findings, including a continuous improvement plan and a summary of stakeholder feedback.

  1. 09:00–09:54Conducting a full audit simulation from planning to reporting in a group setting.
  2. 09:54–10:48Collaborating in teams to address complex audit scenarios and challenges.
  3. 10:48–11:00Utilising feedback from previous days to refine audit processes and reports.
  4. 11:00–11:30Coffee break
  5. 11:30–12:12Utilising feedback from previous days to refine audit processes and reports. (continued)
  6. 12:12–13:06Presenting audit findings to a mock board of stakeholders with a focus on clarity and impact.
  7. 13:06–14:00Developing a continuous improvement plan based on audit results and stakeholder feedback.

The timings provided are estimates and may vary depending on the number of participants and the discussions taking place during the sessions. They are indicative only and do not constitute a binding commitment.

Dates & venues

Find a session that works for you.

Confirmed dates accept registration requests. Tentative dates are enquiry only.

Istanbul 16 Nov - 20 Nov 2026
Confirmed dates
€2,650.-Register
Online Live virtual classroom 16 Nov - 20 Nov 2026
Confirmed dates
€1,250.-Register
Amsterdam 7 Dec - 11 Dec 2026
Confirmed dates
€2,540.-Register
Online Live virtual classroom 7 Dec - 11 Dec 2026
Confirmed dates
€1,250.-Register
Singapore 14 Dec - 18 Dec 2026
Confirmed dates
€2,820.-Register
Online Live virtual classroom 14 Dec - 18 Dec 2026
Confirmed dates
€1,250.-Register
London 4 Jan - 8 Jan 2027
Confirmed dates
€2,450.-Register
Online Live virtual classroom 4 Jan - 8 Jan 2027
Confirmed dates
€1,250.-Register
Dubai 18 Jan - 22 Jan 2027
Confirmed dates
€3,150.-Register
Online Live virtual classroom 18 Jan - 22 Jan 2027
Confirmed dates
€1,250.-Register
Rome 25 Jan - 29 Jan 2027
Confirmed dates
€2,450.-Register
Online Live virtual classroom 25 Jan - 29 Jan 2027
Confirmed dates
€1,250.-Register
Frankfurt 1 Feb - 5 Feb 2027
Confirmed dates
€2,650.-Register
Online Live virtual classroom 1 Feb - 5 Feb 2027
Confirmed dates
€1,250.-Register
Kuala Lumpur 15 Feb - 19 Feb 2027
Confirmed dates
€1,450.-Register
Online Live virtual classroom 15 Feb - 19 Feb 2027
Confirmed dates
€1,250.-Register
Paris 1 Mar - 5 Mar 2027
Confirmed dates
€2,860.-Register
Online Live virtual classroom 1 Mar - 5 Mar 2027
Confirmed dates
€1,250.-Register
Istanbul 15 Mar - 19 Mar 2027
Confirmed dates
€2,650.-Register
Online Live virtual classroom 15 Mar - 19 Mar 2027
Confirmed dates
€1,250.-Register
Cape Town 29 Mar - 2 Apr 2027
Confirmed dates
€1,890.-Register
Online Live virtual classroom 29 Mar - 2 Apr 2027
Confirmed dates
€1,250.-Register
Amsterdam 5 Apr - 9 Apr 2027
Confirmed dates
€2,540.-Register
Online Live virtual classroom 5 Apr - 9 Apr 2027
Confirmed dates
€1,250.-Register
Singapore 19 Apr - 23 Apr 2027
Confirmed dates
€2,820.-Register
Online Live virtual classroom 19 Apr - 23 Apr 2027
Confirmed dates
€1,250.-Register
London 3 May - 7 May 2027
Confirmed dates
€2,450.-Register
Online Live virtual classroom 3 May - 7 May 2027
Confirmed dates
€1,250.-Register
Dubai 17 May - 21 May 2027
Confirmed dates
€3,150.-Register
Online Live virtual classroom 17 May - 21 May 2027
Confirmed dates
€1,250.-Register
Barcelona 31 May - 4 Jun 2027
Confirmed dates
€2,840.-Register
Online Live virtual classroom 31 May - 4 Jun 2027
Confirmed dates
€1,250.-Register
Frankfurt 7 Jun - 11 Jun 2027
Confirmed dates
€2,650.-Register
Online Live virtual classroom 7 Jun - 11 Jun 2027
Confirmed dates
€1,250.-Register
Kuala Lumpur 21 Jun - 25 Jun 2027
Confirmed dates
€1,450.-Register
Online Live virtual classroom 21 Jun - 25 Jun 2027
Confirmed dates
€1,250.-Register
Paris 5 Jul - 9 Jul 2027
Confirmed dates
€2,860.-Register
Online Live virtual classroom 5 Jul - 9 Jul 2027
Confirmed dates
€1,250.-Register
Istanbul 19 Jul - 23 Jul 2027
Confirmed dates
€2,650.-Register
Online Live virtual classroom 19 Jul - 23 Jul 2027
Confirmed dates
€1,250.-Register
Amsterdam 2 Aug - 6 Aug 2027
Confirmed dates
€2,540.-Register
Online Live virtual classroom 2 Aug - 6 Aug 2027
Confirmed dates
€1,250.-Register
Vienna 9 Aug - 13 Aug 2027
Confirmed dates
€2,940.-Register
Online Live virtual classroom 9 Aug - 13 Aug 2027
Confirmed dates
€1,250.-Register
Singapore 16 Aug - 20 Aug 2027
Confirmed dates
€2,820.-Register
Online Live virtual classroom 16 Aug - 20 Aug 2027
Confirmed dates
€1,250.-Register
London 6 Sept - 10 Sept 2027
Confirmed dates
€2,450.-Register
Online Live virtual classroom 6 Sept - 10 Sept 2027
Confirmed dates
€1,250.-Register
Dubai 20 Sept - 24 Sept 2027
Confirmed dates
€3,150.-Register
Online Live virtual classroom 20 Sept - 24 Sept 2027
Confirmed dates
€1,250.-Register
Cape Town 27 Sept - 1 Oct 2027
Confirmed dates
€1,890.-Register
Online Live virtual classroom 27 Sept - 1 Oct 2027
Confirmed dates
€1,250.-Register
Frankfurt 4 Oct - 8 Oct 2027
Confirmed dates
€2,650.-Register
Online Live virtual classroom 4 Oct - 8 Oct 2027
Confirmed dates
€1,250.-Register
Kuala Lumpur 18 Oct - 22 Oct 2027
Confirmed dates
€1,450.-Register
Online Live virtual classroom 18 Oct - 22 Oct 2027
Confirmed dates
€1,250.-Register
Paris 1 Nov - 5 Nov 2027
Confirmed dates
€2,860.-Register
Online Live virtual classroom 1 Nov - 5 Nov 2027
Confirmed dates
€1,250.-Register
Istanbul 15 Nov - 19 Nov 2027
Confirmed dates
€2,650.-Register
Online Live virtual classroom 15 Nov - 19 Nov 2027
Confirmed dates
€1,250.-Register
Rome 29 Nov - 3 Dec 2027
Confirmed dates
€2,450.-Register
Online Live virtual classroom 29 Nov - 3 Dec 2027
Confirmed dates
€1,250.-Register
Amsterdam 6 Dec - 10 Dec 2027
Confirmed dates
€2,540.-Register
Online Live virtual classroom 6 Dec - 10 Dec 2027
Confirmed dates
€1,250.-Register
Singapore 13 Dec - 17 Dec 2027
Confirmed dates
€2,820.-Register
Online Live virtual classroom 13 Dec - 17 Dec 2027
Confirmed dates
€1,250.-Register

Good to know

A few things to know.

How is the course delivered?

Our classroom programmes combine facilitated discussion, case studies, exercises and reflection. The precise format will be confirmed before enrolment.

Can you deliver this programme for our team?

Yes, you can enquire about a tailored programme. Share your goals, group size and preferred dates with our learning team.

Will I receive a certificate?

Participants who complete the programme receive a Smart Horizon certificate of attendance. Smart Horizon programmes are not externally accredited and do not award a professional qualification, licence or designation. Where a course title or outline refers to a professional certification (for example, AACE International's Certified Cost Professional), the programme supports learning and preparation only; the credential itself is awarded solely by the relevant professional body under its own application and examination requirements.

What should I confirm before booking travel?

Please confirm the session, exact venue, accessibility arrangements, fees and any visa requirements with the team before arranging travel. Tentative dates are not confirmed sessions.

Keep exploring

Your next horizon awaits.

All courses
Your next chapter starts here

Enquire about this course.

Send your selected programme and session to our learning team.

Your email app opens a draft. Nothing is sent until you send that email; no booking is created.