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Governance & Compliance

Digital Operational Resilience Act (DORA) Compliance

The Digital Operational Resilience Act sets uniform requirements for how financial entities in the EU manage information and communication technology risk. This course explains DORA's five pillars: ICT risk management, incident management and reporting, digital operational resilience testing, third-party risk management and information sharing. Participants learn how to assess compliance gaps, strengthen governance, manage critical ICT providers and prepare evidence for supervisors, with practical templates and case studies from financial institutions.

5 days Classroom or live online English
Smart Horizon Certified - Global Leadership Consultants
Take the course details with you.

Download the full standard outline: why attend, methodology, objectives, audience, competencies, the daily outline and current plans.

Download course PDF
Why attend

From knowledge to real-world impact.

DORA places direct accountability on management bodies and requires detailed controls, testing and reporting. This course helps you understand what the regulation requires, how it applies to your organisation and how to build a practical compliance programme that also improves real operational resilience.

Workplace challenges

Professional Problems This Course Is Designed to Solve

The programme explores practical approaches to the following challenges. Results depend on how the learning is applied in your organisation.

  • Difficulty translating subject knowledge into practical workplace decisions.
  • Inconsistent approaches to the activities covered in the course outline.
  • Lack of a structured plan for applying and reviewing new skills.
Course methodology

How you will learn.

The course combines expert sessions on the regulation and technical standards with gap-assessment workshops, incident classification exercises, third-party register development and tabletop resilience scenarios. It provides practical guidance and does not constitute legal advice.

Course objectives

What you'll take away.

By the end of this course, participants will be able to:

  • Explain the scope, objectives and structure of DORA
  • Implement an ICT risk management framework aligned with DORA
  • Classify and report major ICT-related incidents
  • Plan digital operational resilience testing programmes
  • Manage ICT third-party risk and maintain the register of information
  • Conduct a DORA gap assessment and build a remediation plan
Target audience

Who should attend.

This course is suitable for:

  • Risk and compliance professionals in financial services
  • IT, information security and resilience managers
  • Internal auditors
  • Vendor and outsourcing managers
  • Senior managers and board members of financial entities
Target competencies

Capabilities you will build.

Participants will develop competencies in:

  • ICT risk management
  • Incident classification and reporting
  • Resilience testing
  • Third-party risk management
  • Regulatory compliance
  • Operational resilience governance
Course outline

Your learning journey.

A focused, practical outline with time to explore, apply and reflect.

Day 1DORA Overview and Governance

  1. 09:00–09:54Background and objectives of DORA
  2. 09:54–10:48Entities in scope and proportionality
  3. 10:48–11:00Management body responsibilities
  4. 11:00–11:30Coffee break
  5. 11:30–12:12Management body responsibilities (continued)
  6. 12:12–13:06Relationship with other regulations
  7. 13:06–14:00Exercise: Mapping DORA to your organisation

Day 2ICT Risk Management

  1. 09:00–09:54ICT risk management framework requirements
  2. 09:54–10:48Identification, protection, detection, response and recovery
  3. 10:48–11:00Business continuity and backup policies
  4. 11:00–11:30Coffee break
  5. 11:30–12:12Business continuity and backup policies (continued)
  6. 12:12–13:06Learning and evolving after incidents
  7. 13:06–14:00Workshop: ICT risk framework gap assessment

Day 3Incident Management and Reporting

  1. 09:00–09:54ICT incident management process
  2. 09:54–10:48Classification criteria for major incidents
  3. 10:48–11:00Reporting timelines and content
  4. 11:00–11:30Coffee break
  5. 11:30–12:12Reporting timelines and content (continued)
  6. 12:12–13:06Voluntary notification of cyber threats
  7. 13:06–14:00Exercise: Classifying and reporting an incident

Day 4Resilience Testing and Third-Party Risk

  1. 09:00–09:54Digital operational resilience testing programmes
  2. 09:54–10:48Threat-led penetration testing
  3. 10:48–11:00ICT third-party risk strategy
  4. 11:00–11:30Coffee break
  5. 11:30–12:12ICT third-party risk strategy (continued)
  6. 12:12–13:06Contract requirements and the register of information
  7. 13:06–14:00Case study: Managing a critical cloud provider

Day 5Implementing DORA Compliance

  1. 09:00–09:54Gap assessment and prioritised remediation
  2. 09:54–10:48Evidence and documentation for supervisors
  3. 10:48–11:00Training and awareness
  4. 11:00–11:30Coffee break
  5. 11:30–12:12Training and awareness (continued)
  6. 12:12–13:06Continuous monitoring and internal audit
  7. 13:06–14:00Capstone: DORA compliance roadmap

The timings provided are estimates and may vary depending on the number of participants and the discussions taking place during the sessions. They are indicative only and do not constitute a binding commitment.

Dates & venues

Find a session that works for you.

Confirmed dates accept registration requests. Tentative dates are enquiry only.

Istanbul 9 Nov - 13 Nov 2026
Confirmed dates
€2,650.-Register
Online Live virtual classroom 9 Nov - 13 Nov 2026
Confirmed dates
€1,250.-Register
Amsterdam 23 Nov - 27 Nov 2026
Confirmed dates
€2,540.-Register
Online Live virtual classroom 23 Nov - 27 Nov 2026
Confirmed dates
€1,250.-Register
Cape Town 30 Nov - 4 Dec 2026
Confirmed dates
€1,890.-Register
Online Live virtual classroom 30 Nov - 4 Dec 2026
Confirmed dates
€1,250.-Register
Singapore 7 Dec - 11 Dec 2026
Confirmed dates
€2,820.-Register
Online Live virtual classroom 7 Dec - 11 Dec 2026
Confirmed dates
€1,250.-Register
London 14 Dec - 18 Dec 2026
Confirmed dates
€2,450.-Register
Online Live virtual classroom 14 Dec - 18 Dec 2026
Confirmed dates
€1,250.-Register
Dubai 11 Jan - 15 Jan 2027
Confirmed dates
€3,150.-Register
Online Live virtual classroom 11 Jan - 15 Jan 2027
Confirmed dates
€1,250.-Register
Frankfurt 25 Jan - 29 Jan 2027
Confirmed dates
€2,650.-Register
Online Live virtual classroom 25 Jan - 29 Jan 2027
Confirmed dates
€1,250.-Register
Kuala Lumpur 8 Feb - 12 Feb 2027
Confirmed dates
€1,450.-Register
Online Live virtual classroom 8 Feb - 12 Feb 2027
Confirmed dates
€1,250.-Register
Paris 22 Feb - 26 Feb 2027
Confirmed dates
€2,860.-Register
Online Live virtual classroom 22 Feb - 26 Feb 2027
Confirmed dates
€1,250.-Register
Vienna 1 Mar - 5 Mar 2027
Confirmed dates
€2,940.-Register
Online Live virtual classroom 1 Mar - 5 Mar 2027
Confirmed dates
€1,250.-Register
Istanbul 8 Mar - 12 Mar 2027
Confirmed dates
€2,650.-Register
Online Live virtual classroom 8 Mar - 12 Mar 2027
Confirmed dates
€1,250.-Register
Amsterdam 22 Mar - 26 Mar 2027
Confirmed dates
€2,540.-Register
Online Live virtual classroom 22 Mar - 26 Mar 2027
Confirmed dates
€1,250.-Register
Singapore 12 Apr - 16 Apr 2027
Confirmed dates
€2,820.-Register
Online Live virtual classroom 12 Apr - 16 Apr 2027
Confirmed dates
€1,250.-Register
Cape Town 19 Apr - 23 Apr 2027
Confirmed dates
€1,890.-Register
Online Live virtual classroom 19 Apr - 23 Apr 2027
Confirmed dates
€1,250.-Register
London 26 Apr - 30 Apr 2027
Confirmed dates
€2,450.-Register
Online Live virtual classroom 26 Apr - 30 Apr 2027
Confirmed dates
€1,250.-Register
Dubai 10 May - 14 May 2027
Confirmed dates
€3,150.-Register
Online Live virtual classroom 10 May - 14 May 2027
Confirmed dates
€1,250.-Register
Frankfurt 24 May - 28 May 2027
Confirmed dates
€2,650.-Register
Online Live virtual classroom 24 May - 28 May 2027
Confirmed dates
€1,250.-Register
Kuala Lumpur 14 Jun - 18 Jun 2027
Confirmed dates
€1,450.-Register
Online Live virtual classroom 14 Jun - 18 Jun 2027
Confirmed dates
€1,250.-Register
Paris 21 Jun - 25 Jun 2027
Confirmed dates
€2,860.-Register
Online Live virtual classroom 21 Jun - 25 Jun 2027
Confirmed dates
€1,250.-Register
Barcelona 28 Jun - 2 Jul 2027
Confirmed dates
€2,840.-Register
Online Live virtual classroom 28 Jun - 2 Jul 2027
Confirmed dates
€1,250.-Register
Istanbul 12 Jul - 16 Jul 2027
Confirmed dates
€2,650.-Register
Online Live virtual classroom 12 Jul - 16 Jul 2027
Confirmed dates
€1,250.-Register
Amsterdam 26 Jul - 30 Jul 2027
Confirmed dates
€2,540.-Register
Online Live virtual classroom 26 Jul - 30 Jul 2027
Confirmed dates
€1,250.-Register
Singapore 9 Aug - 13 Aug 2027
Confirmed dates
€2,820.-Register
Online Live virtual classroom 9 Aug - 13 Aug 2027
Confirmed dates
€1,250.-Register
London 23 Aug - 27 Aug 2027
Confirmed dates
€2,450.-Register
Online Live virtual classroom 23 Aug - 27 Aug 2027
Confirmed dates
€1,250.-Register
Rome 30 Aug - 3 Sept 2027
Confirmed dates
€2,450.-Register
Online Live virtual classroom 30 Aug - 3 Sept 2027
Confirmed dates
€1,250.-Register
Dubai 13 Sept - 17 Sept 2027
Confirmed dates
€3,150.-Register
Online Live virtual classroom 13 Sept - 17 Sept 2027
Confirmed dates
€1,250.-Register
Frankfurt 20 Sept - 24 Sept 2027
Confirmed dates
€2,650.-Register
Online Live virtual classroom 20 Sept - 24 Sept 2027
Confirmed dates
€1,250.-Register
Kuala Lumpur 11 Oct - 15 Oct 2027
Confirmed dates
€1,450.-Register
Online Live virtual classroom 11 Oct - 15 Oct 2027
Confirmed dates
€1,250.-Register
Rome 18 Oct - 22 Oct 2027
Confirmed dates
€2,450.-Register
Online Live virtual classroom 18 Oct - 22 Oct 2027
Confirmed dates
€1,250.-Register
Paris 25 Oct - 29 Oct 2027
Confirmed dates
€2,860.-Register
Online Live virtual classroom 25 Oct - 29 Oct 2027
Confirmed dates
€1,250.-Register
Istanbul 8 Nov - 12 Nov 2027
Confirmed dates
€2,650.-Register
Online Live virtual classroom 8 Nov - 12 Nov 2027
Confirmed dates
€1,250.-Register
Amsterdam 22 Nov - 26 Nov 2027
Confirmed dates
€2,540.-Register
Online Live virtual classroom 22 Nov - 26 Nov 2027
Confirmed dates
€1,250.-Register
Singapore 6 Dec - 10 Dec 2027
Confirmed dates
€2,820.-Register
Online Live virtual classroom 6 Dec - 10 Dec 2027
Confirmed dates
€1,250.-Register
London 13 Dec - 17 Dec 2027
Confirmed dates
€2,450.-Register
Online Live virtual classroom 13 Dec - 17 Dec 2027
Confirmed dates
€1,250.-Register

Good to know

A few things to know.

How is the course delivered?

Our classroom programmes combine facilitated discussion, case studies, exercises and reflection. The precise format will be confirmed before enrolment.

Can you deliver this programme for our team?

Yes, you can enquire about a tailored programme. Share your goals, group size and preferred dates with our learning team.

Will I receive a certificate?

Participants who complete the programme receive a Smart Horizon certificate of attendance. Smart Horizon programmes are not externally accredited and do not award a professional qualification, licence or designation. Where a course title or outline refers to a professional certification (for example, AACE International's Certified Cost Professional), the programme supports learning and preparation only; the credential itself is awarded solely by the relevant professional body under its own application and examination requirements.

What should I confirm before booking travel?

Please confirm the session, exact venue, accessibility arrangements, fees and any visa requirements with the team before arranging travel. Tentative dates are not confirmed sessions.

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